<?xml version="1.0" encoding="UTF-8"?><?xml-stylesheet type="text/xsl" href="static/style.xsl"?><OAI-PMH xmlns="http://www.openarchives.org/OAI/2.0/" xmlns:xsi="http://www.w3.org/2001/XMLSchema-instance" xsi:schemaLocation="http://www.openarchives.org/OAI/2.0/ http://www.openarchives.org/OAI/2.0/OAI-PMH.xsd"><responseDate>2026-09-23T22:48:17Z</responseDate><request verb="GetRecord" identifier="oai:www.repository.cam.ac.uk:1810/267922" metadataPrefix="uketd_dc">https://api.repository.cam.ac.uk/server/oai/request</request><GetRecord><record><header><identifier>oai:www.repository.cam.ac.uk:1810/267922</identifier><datestamp>2025-12-19T22:07:37Z</datestamp><setSpec>com_1810_183645</setSpec><setSpec>com_1810_256063</setSpec><setSpec>col_1810_221901</setSpec></header><metadata><uketd_dc:uketddc xmlns:uketd_dc="http://naca.central.cranfield.ac.uk/ethos-oai/2.0/" xmlns:dc="http://purl.org/dc/elements/1.1/" xmlns:dcterms="http://purl.org/dc/terms/" xmlns:uketdterms="http://naca.central.cranfield.ac.uk/ethos-oai/terms/" xmlns:xsi="http://www.w3.org/2001/XMLSchema-instance" xmlns:doc="http://www.lyncode.com/xoai" xsi:schemaLocation="http://naca.central.cranfield.ac.uk/ethos-oai/2.0/ http://naca.central.cranfield.ac.uk/ethos-oai/2.0/uketd_dc.xsd">
   <dc:title>Causation in the Law of State Responsibility</dc:title>
   <dc:identifier xsi:type="dcterms:DOI">10.17863/CAM.13857</dc:identifier>
   <dc:creator>Pusztai, David Miklós</dc:creator>
   <uketdterms:advisor>Waibel, Michael</uketdterms:advisor>
   <dcterms:abstract>Causation has, at the very minimum, two functions in legal responsibility regimes. First, there
is no responsibility without a conduct with causal consequences, making causation a condition
of responsibility. Second, causation determines and delimits the extent of liability.

The first claim of this study is that the decision of the International Law Commission to
construct a responsibility regime unconditional on damage did not result in the exclusion of
causation from the conditions of responsibility. There are at least two signs demonstrating that
the attempt to exclude responsibility-grounding causation from State responsibility did not hold
ground in practice. First, there is abundant case law pre- and postdating the codification of the
Articles on the Responsibility of States for Internationally Wrongful Acts (ARSIWA),
confirming that responsibility-grounding causation exists in international law. Second,
notwithstanding the denial of ARSIWA and its commentaries, reading between the lines reveals
that several concepts of State responsibility are of a causal nature and their application
inevitably implies a causal inquiry.

There are two interrelated explanations for this. First, at the heart of the system of State
responsibility lies the concept of the ‘internationally wrongful act’. I argue that the law of State
responsibility lacks a coherent action theory. In particular, a causal theory of action would
explain several anomalies visible in the case law. The second explanation rests on approaching
causation in the law of international responsibility as a general principle of law. The prevailing
view in the case law and the academic contributions is that causation and, more specifically,
certain standards of causation are general principles of law. In making the second claim of this
thesis, I will argue that this is only partially true. Causation is a general principle in as much as
the existence of a causal link is a condition of responsibility and one possible condition of
delimiting liability. ARSIWA therefore runs contrary to this general principle. However, the
authorities arguing for a specific test of causation, be it directness, proximity, foreseeability or
other tests, do not have a substantial basis to do so.

What remains, as an empirical and inductive method in line with Article 38 (1) d) of the ICJ
Statute, is to distil the actual practice of international courts and tribunals. My third claim is 
that there is merit in this exercise and it is possible to identify recurring solutions to recurring
problems of causation. This study is the second one to conduct this survey and analysis of the
case law, following the footsteps of Brigitte Stern, updating and complementing her otherwise
exhaustive and authoritative text on the subject. The thesis concludes with a list of the distilled
principles and postulates on respective problems of causation, in particular on the applicability
and the limits of the ‘but for’ test, the applicable standard of remoteness, multiple causation and
contributory negligence.</dcterms:abstract>
   <uketdterms:institution>University of Cambridge</uketdterms:institution>
   <dcterms:issued>2017-10-01</dcterms:issued>
   <dc:type>Thesis</dc:type>
   <uketdterms:qualificationlevel>Doctoral</uketdterms:qualificationlevel>
   <uketdterms:qualificationname>Doctor of Philosophy (PhD)</uketdterms:qualificationname>
   <dc:language>en</dc:language>
   <uketdterms:sponsor>W M Tapp Studentship
Cambridge Home &amp; EU Scholarship Scheme</uketdterms:sponsor>
   <dcterms:isReferencedBy xsi:type="dcterms:URI">https://www.repository.cam.ac.uk/handle/1810/267922</dcterms:isReferencedBy>
   <dcterms:license>https://www.repository.cam.ac.uk/bitstreams/06b56939-16bc-4818-84c8-b579198c96f8/download</dcterms:license>
   <uketdterms:checksum xsi:type="uketdterms:MD5">87eda9de84448d1f82354d60eee3eb5f</uketdterms:checksum>
   <dc:identifier xsi:type="dcterms:URI">https://www.repository.cam.ac.uk/bitstreams/9e22d067-f18c-4f63-be3f-36c25b0d293f/download</dc:identifier>
   <uketdterms:checksum xsi:type="uketdterms:MD5">156f61bab6be48304910fe05669c1bc9</uketdterms:checksum>
   <dc:rights>https://www.rioxx.net/licenses/all-rights-reserved/</dc:rights>
   <dc:subject>International law</dc:subject>
   <dc:subject>State responsibility</dc:subject>
   <dc:subject>causation</dc:subject>
   <dc:subject>remedies in international law</dc:subject>
   <dc:subject>Reparation in international law</dc:subject>
</uketd_dc:uketddc>
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